Changes to the financial advice regulatory regime

You should be aware, that a review of the legislation affecting financial advisers has been completed. The reviewed legislation has resulted in a new code of professional conduct being developed. The new code specifies new minimum competency requirements.

The new code includes transition provisions for those who already hold the current qualification or are already undertaking the current qualification. This provision will help to ensure that qualification holders or current learners are not disadvantaged as a result of the review.

       

       Interested in completing the current qualification?

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       New Level 5 qualification coming soon!

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