Regulatory Practice Unit Standard Review 2021

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Skills has reviewed of the Regulatory Practice unit standards listed on the Directory of Assessment Standards and are now in the phase of seeking feedback from the wider sector.

If you would like to comment on the reviewed unit standards, please send to sandyc@skills.org.nz by Wednesday 23rd July 2021.

Main changes across the suite of unit standards:

  • Legislation updated to reflect currency.
  • Titles of the unit standards changed to remove compliance where appropriate and replaced with current sector use of Regulatory Practice.
  • Some changes to titles to reflect updated outcome statements.
  • Some application of knowledge performance criteria have been added to the performance criteria in the Level 3 unit standards to align to the New Zealand Certificate in Regulatory Practice (Core Knowledge) (Level 3) [Ref: 2774].
  • Changes made to range statements with the addition of components to be more inclusive of other organisations in the Regulatory sector.
  • Two new unit standards were written to align to version 2 of the New Zealand Certificate in Regulatory Practice (Level 5) with strands in Audit, Inspection and Investigation [ref: 2777].
  • Two unit standards have been categorised to expire due to the removal of the Operations strand in the New Zealand Certificate in Regulatory Practice (Level 5) with strands in Audit, Inspection and Investigation [ref: 2777].

 

Level 3 Core Knowledge

US ID

Current title

Revised Title

29179

Demonstrate core knowledge of regulatory compliance and New Zealand’s regulatory system.

 

Demonstrate core knowledge of New Zealand’s regulatory system and regulatory practice.

29180

Demonstrate core knowledge of regulatory concepts and regulatory models.

 

Demonstrate and apply knowledge of regulatory concepts and regulatory models.

29181

Demonstrate core knowledge of law development and concepts to underpin regulatory compliance practice.

 

Demonstrate core knowledge of law development and concepts that underpin regulatory practice.

29182

Demonstrate core knowledge of regulatory compliance activities.

 

No change

29183

Demonstrate core knowledge of managing information, records and evidence in a regulatory environment

Demonstrate and apply core knowledge of managing information, records, and evidence in a regulatory environment.

29184

Demonstrate core knowledge of conduct, communication and interaction in a regulatory compliance context.

 

Demonstrate and apply core knowledge of conduct, communication, and interaction in a regulatory context.

Level 4 Operation Knowledge

US ID

Current title

Revised Title

29185

Demonstrate operational knowledge of the law in a regulatory compliance context.

 

Demonstrate operational knowledge of the law in a regulatory context.

29186

Demonstrate operational knowledge of regulatory compliance activities.

 

Demonstrate operational knowledge of regulatory activities.

29187

Demonstrate operational knowledge of using interventions to achieve regulatory compliance outcomes.

 

Demonstrate operational knowledge of using interventions to achieve regulatory outcomes.

29188

Demonstrate operational knowledge of communication to achieve regulatory compliance outcomes.

 

Demonstrate operational knowledge of communication to achieve regulatory outcomes

29189

Apply operational knowledge of regulatory compliance in an operational regulatory compliance context.

 

Apply operational knowledge of regulatory practice in a regulatory environment.

Level 4 Operation Practice
US ID Current title Revised Title
26904

Demonstrate and apply knowledge of keeping oneself and others safe in compliance situations with potential for conflict.

 

Demonstrate and apply knowledge of keeping oneself and others safe in regulatory situations with potential for conflict.
18503

Demonstrate knowledge of the intelligence analysis process.

 

Demonstrate knowledge of the intelligence analysis process in a regulatory context.
29190

Contribute to the intelligence processes in a regulatory compliance organisation.

 

Contribute to the intelligence processes in a regulatory organisation.
29191

Conduct routine exit and entry control regulatory compliance activities.

 

Conduct routine entry and exit control regulatory activities.
29192

Conduct routine educate and/or assist regulatory compliance activities.

 

Conduct routine educate and/or assist regulatory activities.
29193 Conduct routine regulatory compliance checks No change
29194

Conduct physical enforcement as a routine activity in regulatory compliance in accordance with statutory powers.

 

Conduct physical enforcement as a routine activity in regulatory practice in accordance with statutory powers.
29195

Conduct routine regulatory compliance operations

 

Conduct routine regulatory operations.
29196

Conduct routine regulatory compliance investigations.

 

Conduct routine regulatory investigations.
29197

Carry out regulatory compliance interventions.

 

Conduct routine regulatory interventions.
29198

Create and manage regulatory compliance records.

 

Produce and manage regulatory records.

Level 5 Specialist Practice

US ID

Current title

Revised Title

29199

Demonstrate and apply knowledge of a risk-based approach to regulatory compliance activities.

 

Demonstrate and apply knowledge of a risk-based approach to regulatory activities.

29200

Engage with stakeholders in a regulatory compliance environment.

 

Engage with stakeholders in a regulatory environment.

29201

Plan, manage and review regulatory compliance activities.

 

Plan, manage, and evaluate regulatory activities.

29202

Conduct and conclude regulatory conformance audits.

 

Conduct, analyse, and report on regulatory conformance audits.

29203

Conduct and conclude regulatory compliance inspections.

 

Conduct, analyse, and report on regulatory inspections.

29204

Conduct, analyse and report on regulatory compliance investigations.  

 

Conduct, analyse, and report on regulatory investigations.

29216

Plan, manage and conduct, and evaluate interviews in a regulatory compliance context.

 

Plan, manage and conduct, and evaluate interviews in a regulatory context.

 

NEW

Use questioning and/or information gathering techniques for a regulatory inspection activity

 

NEW

Apply and maintain knowledge of legislative standards and specialised knowledge in a regulatory inspection context.

Level 6 Specialist Investigations

US ID

Current title

Revised Title

26927

Demonstrate advanced interviewing skills for regulatory compliance investigations.

 

Demonstrate advanced interviewing skills for regulatory investigations.

29207

Plan, and manage and lead complex regulatory compliance investigations.

 

Plan, and manage and lead complex regulatory investigations.

29208

Demonstrate knowledge of controlling, assessing, and managing scenes.

No change

29209

Demonstrate knowledge of managing material evidence, including exhibits, for regulatory compliance investigations.

 

Demonstrate knowledge of and evaluate a process on managing investigations file documentation for complex regulatory investigations.

29210

Demonstrate knowledge of victim and witness liaison for regulatory compliance investigations.

 

No change

29211

Demonstrate knowledge of managing investigations file documentation for complex regulatory compliance investigations.

 

No change

29212

Analyse information, and make and report decisions, in relation to complex regulatory compliance investigations

No change

29213

Demonstrate knowledge of communications in a complex regulatory compliance investigations context.

 

No change

29214

Demonstrate knowledge of judicial proceedings in regulatory compliance investigations.

 

No change

29215

Demonstrate knowledge of the law relevant to complex regulatory compliance investigations.

 

No change